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12 Oct 2021

Investment Firms Quarterly Legal and Regulatory Update July to September 2021

briefing

Financial Regulation

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For further information on any of the issues discussed in this publication please contact the related contact(s) on this page.

To download our Investment Firms Quarterly Legal and Regulatory Update for the period July to September 2021 click on the Download PDF link above.

Areas covered in this issue are:

  • MIFID II,

  • Investment Firms Regulation (IFR) and Investment Firms Directive (IFD),

  • EMIR & SFTR,

  • PRIIPs,

  • Central Bank of Ireland,

  • Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT),

  • Data Protection,

  • Sustainability, and

  • Miscellaneous.

DISCLAIMER: This document is for information purposes only and does not purport to represent legal advice. If you have any queries or would like further information relating to any of the above matters, please refer to the contacts above or your usual contact in Dillon Eustace.


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