15 Jan 2020

Investment Firms Quarterly Legal and Regulatory Update 1 October - 31 December 2019

briefing

Financial Regulation

For further information on any of the issues discussed in this publication please contact the related contact(s) on this page.

Areas covered in this issue:

1 MIFID II - European Developments

2. European Markets Infrastructure Regulation ("EMIR")

3 Securitisation Regulation

4 Benchmark Regulation

5 European Securities and Markets Authority ("ESMA")

6 International Organisation of Securities Commissions ("IOSCO")

7 Market Abuse Regulation (“MAR”)

8 Prospectus Regulation

9 Central Bank of Ireland

10 Anti - Money Laundering ("AML") / Counter - Terrorist Financing ("CTF")

11 Data Protection / General Data Protection Regulation ("GDPR") / Cyber Security

12 Brexit

13 Sustainable Finance

To download our Funds Quarterly Legal and Regulatory Update for the period July to September 2019 click on the Download PDF link above.

If you have any questions in relation to the content please do not hesitate to contact your usual contact in Dillon Eustace.

DISCLAIMER: This document is for information purposes only and does not purport to represent legal advice. If you have any queries or would like further information relating to any of the above matters, please refer to the contacts above or your usual contact in Dillon Eustace.