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Regulatory and Compliance (Cayman)
Our Cayman Regulatory and Compliance legal team provides advice and support to investment managers, administrators, banks, trustees and other financial services entities operating in Cayman
Our service covers regulatory applications and continuing obligations – including anti-money laundering requirements, international tax compliance requirements, data protection requirements and local regulatory audits.
Mutual funds services
We advise administrator clients on: applications for full or restricted administration licences under the Mutual Funds (Amendment) Law, 2019 ; annual filing requirements; changes in ownership structure; changes in senior officers; the implementation of anti-money laundering procedures; adopting and implementing procedures to comply with FATCA and CRS; and compliance with annual and special regulatory audits.
Securities services
We advise investment managers operating in Cayman on: the availability of exemptions under the Securities Investment Business Law (Revised); applications for licences for securities investment business; annual filing requirements; changes in ownership structure; changes in senior officers; the implementation of anti money laundering procedures; and compliance with regulatory audits.
Banking and trust services
Our team advise banks and trustees on: making applications for category A or category B banking licences and restricted and nominee trust licences; net worth requirements; capital adequacy requirements; insurance requirements; annual filing requirements; changes in ownership structure; changes in senior officers; the implementation of anti-money laundering procedures; adopting and implementing procedures to comply with FATCA and CRS; and compliance with regulatory audits.
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